Up COSO-Based IA Sarbanes-Oxley Best Practices ERM Soft Controls Operational New Auditor Leadership Relationship Report

 

Relationship Building Skills for Auditors
(1 day)

What you will gain from this seminar:

bulletLearn to quickly identify your audit customer’s personality style and adapt your behavior to communicate more effectively
bulletPractice what you learn in skill-building exercise

Who should attend: Auditors at all experience levels.

Course Outline

bulletCommunication Styles: A More Powerful Audit Tool Than a PC
bulletCommunication style diagnostic to identify your own style
bulletCommunication style clues to quickly identify your customer’s style
bulletConflicting and complimentary styles – the basis of conflict or an effective working relationship
bulletHow to use style awareness to build a true partnership with your audit customer
bulletUsing styles to work with your fellow auditors

bulletInterviewing Skills
bulletElements of the interview
bulletPlanning the interview
bulletTypes of interview questions:
- Open/closed-ended
- Biased/unbiased
bulletOpening, conducting, and closing the interview
bulletDocumenting and evaluating the interview
bullet"As Others See Us"
bulletAudit simulation: Role play initial interview with audit customer

bulletParticipatory Reporting
bulletThe five attribute approach to developing audit findings
bulletForm for developing and reporting audit findings
bulletHow to develop the recommendation with your customer
bulletEight difficult audit customers, and strategies for dealing with each
bulletAudit Simulation: Role-play participatory discussion to develop recommendation with a difficult customer

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