Up COSO-Based IA Sarbanes-Oxley Best Practices ERM Soft Controls Operational New Auditor Leadership Relationship Report

 

Audit Report Writing
(1-2 days)

James Roth is uniquely qualified for this topic. Before entering internal audit, he earned a PhD in English and taught college writing classes - including business writing - for ten years.

What you will gain from this seminar:

bulletLearn a process that can improve your writing and cut your writing time in half
bulletPractice your report writing skills in hands-on exercises

Who should attend: Auditors at all experience levels.

Course Outline

Introduction
bulletUnlearning bad habits: school writing vs. business writing
bulletWhy is writing hard? Barriers you can remove
bulletWhy is writing audit reports so very hard? Unique challenges of audit reporting

bulletThe Foundation: Audience and Purpose
bulletCommunication vs. self-expression
bulletHow to identify:
- your department's most important customers
- what each customer needs from your audit reports
- how to exceed each customer's expectations
bulletThe eight critical attributes of a good audit report
bulletExercise: Identify and rank your department's most important customers; analyze each customer's needs and expectations

bulletThe Thought Process: Developing Audit Findings
bulletHow to develop effective findings and recommendations:
- the five attribute approach
- participatory reporting
bulletExercises:
- Develop findings using the five attribute approach
- Role-play participatory discussion to develop
  recommendation with your customer

bulletThe Writing Process: Getting It Down On Paper
bulletHow to make good writing easy:
- Use the "smart" writing process
- Follow a good pattern
bulletThe three steps in the "smart" writing process – and why keeping them separate is key to success
bulletAn approach to outlining so simple and helpful you'll want to use it
bulletThe paragraph model: use it and cut your writing time in half
bulletWriting Lab:
- Plan and organize audit comments
- Write audit comments without editing

bulletTrends and Innovations in Audit Reports
bulletExample 1: The balanced scorecard
bulletExample 2: Management Action Plan format
bulletExample 3: The one-page audit report

bulletSelf-Editing
bulletHow to read what you wrote, not what you think you wrote
bulletGetting the fog out - short sentences, simple words
bulletGetting the life in - action verbs, concrete words
bulletPersuading the reader - positive words, using the reader's jargon
bulletThe four step approach to powerful self-editing
bulletWriting Lab:
-
Self-edit to reduce fog factor
- Self edit to increase "motor to weight ratio"
- Self-edit to improve persuasiveness
- Writing/organizing/editing exercises, with immediate
  feedback from your peers and the instructor

bulletReview, Revision, and Other Hateful Things
bulletWhy do we do this to each other? The typical review/revision process
bulletThere is a better way: how to cut revisions in half and reduce issuance time from several weeks to one day

bulletFormat: Making It Look Professional
bulletDesktop publishing with your word processor
bulletTricks of the trade: using fonts, white space, borders, boxes, etc.
bulletExercise: Redesign your department's report format

COSO-Based IA ] Sarbanes-Oxley ] Best Practices ] ERM ] Soft Controls ] Operational ] New Auditor ] Leadership ] Relationship ] [ Report ]

Copyright © 2006 AuditTrends®. All rights reserved.